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Rezso L. Spruch

J.P. Morgan Securities LLC

Fort Worth, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-01
  • TX RA
    APPROVED
    Since 2026-07-01

Branch Locations

420 Throckmorton St Floor 03, Fort Worth, TX 76102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 07/2017 03/2018
Guaranteed Rate Mortgage Company Chicago IL 02/2017 06/2017
Homesite Insurance Phoenix AZ 04/2016 02/2017
Jpmorgan Securities Llc Chicago IL 03/2018 07/2019
Interactive Brokers Chicago IL 07/2019 07/2021
Jpmorgan Chase Bank Na Chicago IL 07/2021 Present
Jpmorgan Securities Llc Chicago IL 07/2021 Present
  • 07/2017 → 03/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rolling Meadows, IL
  • 02/2017 → 06/2017
    Guaranteed Rate Mortgage Company
    Chicago, IL
  • 04/2016 → 02/2017
    Homesite Insurance
    Phoenix, AZ
  • 03/2018 → 07/2019
    Jpmorgan Securities Llc
    Chicago, IL
  • 07/2019 → 07/2021
    Interactive Brokers
    Chicago, IL
  • 07/2021 → Present
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 07/2021 → Present
    Jpmorgan Securities Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-29
  • S66 Uniform Combined State Law Examination
    2026-06-29
Other Names
  • Rezso Spruch
  • Roger Spruch
  • Rezso Laszlo Spruch
  • Rezso L Spruch

View on SEC IAPD

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