Sean Wallace Stephenson

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-01-05
FL	RA	APPROVED	2023-02-03

Branch Locations

Tampa, FL • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	07/2017	10/2018
Bb&T	Annapolis	MD	10/2016	07/2017
Unemployed	Crofton	MD	06/2016	10/2016
Ameriprise Financial Services, Inc.	Columbia	MD	10/2018	09/2021
Fisher Investments	Tampa	FL	09/2021	01/2023
Ameriprise Financial Services, Llc	Tampa	FL	01/2023	Present

07/2017 → 10/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
10/2016 → 07/2017

Bb&T

Annapolis, MD
06/2016 → 10/2016

Unemployed

Crofton, MD
10/2018 → 09/2021

Ameriprise Financial Services, Inc.

Columbia, MD
09/2021 → 01/2023

Fisher Investments

Tampa, FL
01/2023 → Present

Ameriprise Financial Services, Llc

Tampa, FL

2021-09-16 → 2023-01-10

Fisher Investments

Tampa, FL

Plano, TX
2018-11-06 → 2021-08-23

Ameriprise Financial Services, Llc

Columbia, MD
2017-10-23 → 2018-11-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-20

Nearby Firms