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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-07-23
TX RA APPROVED 2018-03-15
  • FL RA
    APPROVED
    Since 2020-07-23
  • TX RA
    APPROVED
    Since 2018-03-15

Branch Locations

551 Se 8Th St, Delray Beach, FL 33483 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 01/2012 Present
Bank Of America, N.A. Seattle WA 01/2012 Present
Other Businesses

I*: 2239320 Entity Type: For Profit Name of OBA: Arrow Star Productions LLC Address: Boynton Beach, FL 33472 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 03/31/2025 Number of Hours: 1 hr wkly Number of Hours during trading: 0 Duties: Wife is a writer and plans on producing some of her work. Mostly Musicals and short films. I will not be part of the business unless she needs help managing the banking and finances. I will not be paid for any of her work.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-23
  • S66 Uniform Combined State Law Examination
    2017-12-23
Other Names
  • Alberto Rodriguez

View on SEC IAPD

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