Roberto E Cucalon

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → 05/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boca Raton, FL
• 12/2008 → 05/2020
  Bank Of America, N.A.
  Boca Raton, FL
• 05/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boca Raton, FL
• 05/2020 → Present
  Bank Of America, Na
  Boca Raton, FL

Other Businesses

I*: 2635276 Entity Type: Fiduciary role Name of OBA: R. and J. C. Revocable trust Address: Boca Raton, FL 33498 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 1/1/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Co-Trustee /Spouse

Exams

• S66 Uniform Combined State Law Examination
  2020-06-26

Other Names

• Roberto E Cucalon
• Roberto Enrique Cucalon Mateus
• Roberto Cucalon