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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

915 N Jefferson Avenue, Mt Pleasant, TX 75455-3259 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arnold, Walker, Arnold & Co., P.C. Mt Pleasant TX 12/1999 Present
1St Global Capital Corp Mt Pleasant TX 08/2017 10/2019
1St Global Advisors, Inc. Mt Pleasant TX 08/2017 10/2019
Avantax Insurance Services, Inc. Mount Pleasant TX 09/2018 09/2025
Avantax Advisory Services Mount Pleasant TX 10/2019 09/2025
Avantax Investment Services, Inc. Mount Pleasant TX 10/2019 09/2025
Arnold, Walker, Arnold & Co., P.c. Mt Pleasant TX 12/1999 Present
1St Texas Financial Servicess Llp Mt Pleasant TX 01/2019 Present
Cetera Wealth Services, Llc Mt Pleasant TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 12/1999 → Present
    Arnold, Walker, Arnold & Co., P.C.
    Mt Pleasant, TX
  • 08/2017 → 10/2019
    1St Global Capital Corp
    Mt Pleasant, TX
  • 08/2017 → 10/2019
    1St Global Advisors, Inc.
    Mt Pleasant, TX
  • 09/2018 → 09/2025
    Avantax Insurance Services, Inc.
    Mount Pleasant, TX
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Mount Pleasant, TX
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Mount Pleasant, TX
  • 12/1999 → Present
    Arnold, Walker, Arnold & Co., P.c.
    Mt Pleasant, TX
  • 01/2019 → Present
    1St Texas Financial Servicess Llp
    Mt Pleasant, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Mt Pleasant, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Mt Pleasant, TX
  • 2017-12-01 → 2019-10-25
    1St Global Advisors Inc
    Mt Pleasant, TX
Other Businesses

1) BURGE CHILDREN'S TRUST; INVESTMENT RELATED; MT PLEASANT, TX; TRUST FOR THE BURGE MINOR CHILDREN. PAYS INSURANCE PREMIUM, ETC; CHECK SIGNING AUTHORITY; 10/2012; 1 HR/MO; 1 HR/TRADE; CHECK SIGNING AUTHORITY, TAX RETURN PREP; 2) 1ST TEXAS FINANCIAL SERVICES, LLP; INVESTMENT RELATED; MT PLEASANT, TX; FINANCIAL SERVICES; REFERRING ADVISOR; 01/01/2018; 10 HRS/MO; .5 HRS/TRADE; REFERRALS. 2) ARNOLD, WALKER, ARNOLD & CO., P.C. POSITION: Partner/CPA NATURE: tax preparation & audit, public accounting services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/01/1999 ADDRESS: 915 N Jefferson Ave, Mt Pleasant TX 754553259, United States DESCRIPTION: CPA 3) 1ST TEXAS FINANCIAL SERVICESS LLP POSITION: partner NATURE: financial advisor INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2019 ADDRESS: 915 N Jefferson Ave, Mt Pleasant TX 754553259, United States DESCRIPTION: advising

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-01
  • S66 Uniform Combined State Law Examination
    2017-12-01

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