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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

915 N Jefferson Avenue, Mt Pleasant, TX 75455-3259 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Insurance Services, Inc. Mt Pleasant TX 10/2003 09/2025
Arnold Walker, Arnold & Co. P.C. Mt. Pleasant TX 05/1979 Present
1St Global Capital Corp. Mt Pleasant TX 06/1999 10/2019
1St Global Advisors, Inc Mt Pleasant TX 02/2000 10/2019
Avantax Advisory Services Mt Pleasant TX 10/2019 09/2025
Avantax Investment Services, Inc. Mt Pleasant TX 10/2019 09/2025
Cetera Wealth Services, Llc Mt Pleasant TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
Avantax Insurance Agency And/Or Avantax Insurance Services Mt Pleasant TX 03/2001 09/2025
  • 10/2003 → 09/2025
    Avantax Insurance Services, Inc.
    Mt Pleasant, TX
  • 05/1979 → Present
    Arnold Walker, Arnold & Co. P.C.
    Mt. Pleasant, TX
  • 06/1999 → 10/2019
    1St Global Capital Corp.
    Mt Pleasant, TX
  • 02/2000 → 10/2019
    1St Global Advisors, Inc
    Mt Pleasant, TX
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Mt Pleasant, TX
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Mt Pleasant, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Mt Pleasant, TX
  • 09/2025 → Present
    Schaumburg, IL
  • 03/2001 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Mt Pleasant, TX
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Mt Pleasant, TX
  • 2000-03-21 → 2019-10-25
    1St Global Advisors Inc
    Mt Pleasant, TX
Other Businesses

1) 1ST TEXAS FINANCIAL SERVICES, LLP POSITION: 25 percent Ownership; Registered Rep NATURE: We are a financial service firm with 1st Global INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 09/01/1999 ADDRESS: Mt Pleasant TX 75455, United States DESCRIPTION: Provide financial services to clients. 2) RUBY W MORELAND ESTATE POSITION: EXECUTOR NATURE: ESTATE MANAGEMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 11/16/2014 ADDRESS: Mt Pleasant TX , United States DESCRIPTION: CLOSING ESTATE AS PER WILL 3) A.W.A. PARTNERSHIP POSITION: OWNER NATURE: REAL ESTATE RENTAL INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: null START DATE: 07/01/1992 ADDRESS: Mt Pleasant TX , United States DESCRIPTION: Rental real estate 4)ARNOLD WALKER, ARNOLD & CO. P.C.; OTHER - CPA; NIR; 05/01/1979;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-09
  • S66 Uniform Combined State Law Examination
    1999-07-09

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