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Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-03-11
MN RA APPROVED 2019-10-04
  • NY RA
    APPROVED
    Since 2022-03-11
  • MN RA
    APPROVED
    Since 2019-10-04

Branch Locations

4756 Banning Avenue, Suite 200-3, White Bear Lake, MN 55110 • United States

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ausdal Financial Partners, Inc Davenport IA 06/2017 Present
Ame Community Services Maplewood MN 08/2016 06/2017
Birkinbine Woodworks Mahtomedi MN 03/2015 12/2016
University Of Minnesota-Twin Cities Minneapolis MN 06/2014 05/2017
  • 06/2017 → Present
    Davenport, IA
  • 08/2016 → 06/2017
    Ame Community Services
    Maplewood, MN
  • 03/2015 → 12/2016
    Birkinbine Woodworks
    Mahtomedi, MN
  • 06/2014 → 05/2017
    University Of Minnesota-Twin Cities
    Minneapolis, MN
Other Businesses

MAX BIRKINBINE; INVESTMENT RELATED; WHITE BEAR LAKE, MN; INSURANCE; AGENT; ACTIVITY BEGAN 10/2018; I DEVOTE APPX 40 HOURS TO THIS ACTIVITY PER MONTH ALL DURING TRADING HOURS; ASSESS INSURANCE NEEDS OF CLIENTS AND MAKE RECOMMENDATIONS. DCI SOLUTIONS; NON-INVESTMENT RELATED; WOODBURY, MN; WORK WITH BUSINESS OWNERS TO EVALUATE COST SAVINGS IN TAXES, OVERHEAD, AND HEALTHCARE; INDEPENDENT CONTRACTOR; ACTIVITY BEGINS 11/2019; I DEVOTE APPX 10 HOURS PER MONTH ALL DURING TRADING HOURS TO THIS ACTIVITY; I CONNECT BUSINESS OWNERS WITH DCI SOLUTIONS TO EVALUATE COST SAVING MEASURES FOR THE BUSINESS. B & N FINANCIAL, LLC; INVESTMENT RELATED; WHITE BEAR LAKE, MN;INVESTMENT ADVICE AND FINANCIAL PLANNING SERVICES; PARTNER; ACTIVITY BEGAN IN APRIL 2020; I DEVOTE APPX 16O HOURS PER MONTH ALL DURING TRADING HOURS TO THIS ACTIVITY; ASSIST CLIENTS WITH THEIR FINANCIAL NEEDS. MBWEALTH, LLC; INVESTMENT RELATED; WHITE BEAR LAKE, MN; WEALTH MANAGEMENT DBA; SOLE MEMBER; ACTIVITY BEGAN JUNE 2022; I DEVOTE APPX 20 HOURS PER MONTH TO THIS ACTIVITY WITH 10 OF THOSE HOURS DURING TRADING HOURS; PROVIDE INVESTMENT AND WEALTH MANAGEMENT ADVICE TO CLIENTS AND PROVIDE CFO DUTIES TO CLIENTS ON A CONSULTIVE HOURLY BASIS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-14
S63 Uniform Securities Agent State Law Examination 2017-09-06
  • S65 Uniform Investment Adviser Law Examination
    2019-09-14
  • S63 Uniform Securities Agent State Law Examination
    2017-09-06

View on SEC IAPD

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