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Jacob Mcfarlane

Charles Schwab & Co., Inc.

Phoenix, AZ

CRD 6836402

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-05
CA RA APPROVED 2021-08-17
  • AZ RA
    APPROVED
    Since 2023-06-05
  • CA RA
    APPROVED
    Since 2021-08-17

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Golf Resort Phoenix AZ 06/2015 04/2018
Bank Of America Chandler AZ 07/2017 11/2017
Advisor Group Phoenix AZ 11/2017 03/2020
Sage Financial Phoenix AZ 07/2018 03/2020
Colorado Financial Service Corporation Centennial CO 03/2020 09/2020
Sagepoint Financial, Inc. Phoenix AZ 09/2020 12/2020
Colorado Financial Service Corporation Centennial CO 12/2020 02/2021
Charles Schwab & Co., Inc Phoenix AZ 04/2021 Present
Previous Registrations
  • 2020-09-08 → 2020-12-26
    Osaic Services, Inc.
    Scottsdale, AZ
  • 2020-04-16 → 2020-09-02
    Colorado Financial Service Corporation
    Centennial, CO
  • 2018-11-20 → 2020-03-24
    Osaic Services, Inc.
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-15
  • S66 Uniform Combined State Law Examination
    2018-11-15
Other Names
  • Jacob Mcfarlane
  • Jacob D Mcfarlane

View on SEC IAPD

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Nearby Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton

Nearby Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ

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