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Michael William Sinnott

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-10-01
TX RA APPROVED 2019-10-01
  • PA RA
    APPROVED
    Since 2019-10-01
  • TX RA
    APPROVED
    Since 2019-10-01

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 07/2017 Present
The Uncommon Individual Foundation Devon PA 08/2016 06/2017
Pro Image Sports Bensalem PA 03/2012 05/2017
Rider University Lawrenceville NJ 09/2013 05/2017
Vanguard Marketing Corporation Malvern PA 07/2017 Present
Vanguard Advisers, Inc. Malvern PA 07/2017 Present
  • 07/2017 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 08/2016 → 06/2017
    The Uncommon Individual Foundation
    Devon, PA
  • 03/2012 → 05/2017
    Pro Image Sports
    Bensalem, PA
  • 09/2013 → 05/2017
    Rider University
    Lawrenceville, NJ
  • 07/2017 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 07/2017 → Present
    Vanguard Advisers, Inc.
    Malvern, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-04
S63 Uniform Securities Agent State Law Examination 2017-09-06
  • S66 Uniform Combined State Law Examination
    2019-09-04
  • S63 Uniform Securities Agent State Law Examination
    2017-09-06
Other Names
  • Mike Sinnott
  • Michael William Sinnott
  • Michael Sinnott

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
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STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
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