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Bailey J Rudolph

Wells Fargo Clearing Services, LLC

Boca Raton, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-18
TX RA APPROVED 2023-10-17
  • FL RA
    APPROVED
    Since 2023-10-18
  • TX RA
    APPROVED
    Since 2023-10-17

Branch Locations

1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Capital Management New York NY 08/2019 12/2021
University Of Michigan Ann Arbor MI 01/2017 05/2019
University Of Delaware Newark DE 08/2014 12/2016
Rockefeller Financial Llc New York NY 08/2019 12/2021
Unemployed Springfield NJ 06/2019 07/2019
J.P. Morgan Securities Llc New York NY 01/2022 10/2023
Jp Morgan Chase Bank, N.A. New York NY 01/2022 10/2023
Wells Fargo Clearing Services, Llc Boca Raton FL 10/2023 Present
  • 08/2019 → 12/2021
    Rockefeller Capital Management
    New York, NY
  • 01/2017 → 05/2019
    University Of Michigan
    Ann Arbor, MI
  • 08/2014 → 12/2016
    University Of Delaware
    Newark, DE
  • 08/2019 → 12/2021
    Rockefeller Financial Llc
    New York, NY
  • 06/2019 → 07/2019
    Unemployed
    Springfield, NJ
  • 01/2022 → 10/2023
    J.P. Morgan Securities Llc
    New York, NY
  • 01/2022 → 10/2023
    Jp Morgan Chase Bank, N.A.
    New York, NY
  • 10/2023 → Present
    Wells Fargo Clearing Services, Llc
    Boca Raton, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-06
  • S66 Uniform Combined State Law Examination
    2021-08-06
Other Names
  • Bailey Rudolph
  • Bailey Jay Rudolph

View on SEC IAPD

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Other Investors

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Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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