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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-19
SC RA APPROVED 2019-07-19
  • TX RA
    APPROVED
    Since 2020-03-19
  • SC RA
    APPROVED
    Since 2019-07-19

Branch Locations

5209 Forest Dr Ste E, Columbia, SC 29206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lexington School District Two West Columbia SC 06/2013 06/2017
Lpl Financial Llc Columbia SC 07/2017 Present
  • 06/2013 → 06/2017
    Lexington School District Two
    West Columbia, SC
  • 07/2017 → Present
    Columbia, SC
Other Businesses

1) 02/12/2018 - Greg Stidom Financial Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2018 - 160 hr/mth. 2) 2/24/2020 - Stidom Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/13/2020 - 120 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-18
  • S66 Uniform Combined State Law Examination
    2019-07-18
Other Names
  • Ann Alisa Fowler
  • Ann Stidom Bass
  • Ann Alisa Stidom

View on SEC IAPD

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