Karl Christian Slivon

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 12/2017
  Coker & Palmer
  New Orleans, LA
• 01/2016 → 12/2016
  Norman Liquidity
  Norman, OK
• 01/2017 → 06/2017
  None
  Clark, CO
• 01/2018 → 02/2018
  None
  New Orleans, LA
• 03/2018 → 06/2020
  Wells Fargo Securities, Llc
  San Francisco, CA
• 06/2020 → Present
  Stifel Nicolaus & Co Inc
  San Francisco, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-07-22
• S63 Uniform Securities Agent State Law Examination
  2017-12-14

Other Names

• Karl Christian Slivon
• Karl Slivon