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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-06-15 |
Branch Locations
13815 Fnb Parkway Suite 100, Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Omaha | NE | 05/2017 | 08/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2017 | 01/2020 |
| Northwestern Mutual Investment Services Llc | Omaha | NE | 11/2017 | 06/2023 |
| Sioux Falls School District | Sioux Falls | SD | 08/2016 | 04/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2018 | 01/2020 |
| Scott Royal | Omaha | NE | 01/2020 | 06/2023 |
| Mariner Wealth Advisors | Overland Park | KS | 06/2023 | Present |
| Msec, Llc | Overland Park | KS | 08/2024 | Present |
MSEC, LLC, 5700 W. 112th ST., SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED;INVESTMENT ADVISOR REPRESENTATIVE, START DATE: 08/2024 40 HRS/WK DURING SECURITIES TRADING HOURS. MARINER WEALTH ADVISORS, 5700 W. 112th ST., SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; ASSOCIATE, COMPLIANCE; START DATE 06/2023 ; 40 HRS/WK DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-03-19 |
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