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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-03-04
  • CA RA
    APPROVED
    Since 2020-03-04

Branch Locations

240 Third Street Suite 100, Los Altos, CA 94022-3617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roncancio Wealth Management Phoenix AZ 08/2016 01/2017
Arizona State University Tempe AZ 08/2013 05/2017
Charles Schwab & Co., Inc Los Altos CA 07/2017 Present
Charles Schwab Bank, Ssb Los Altos CA 11/2018 Present
  • 08/2016 → 01/2017
    Roncancio Wealth Management
    Phoenix, AZ
  • 08/2013 → 05/2017
    Arizona State University
    Tempe, AZ
  • 07/2017 → Present
    Los Altos, CA
  • 11/2018 → Present
    Charles Schwab Bank, Ssb
    Los Altos, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-04
S63 Uniform Securities Agent State Law Examination 2018-01-23
  • S66 Uniform Combined State Law Examination
    2020-03-04
  • S63 Uniform Securities Agent State Law Examination
    2018-01-23

View on SEC IAPD

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