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Jeffrey R Sokol

Charles Schwab & Co., Inc.

Phoenix, AZ

CRD 6834190

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-05
CA RA APPROVED 2020-02-20
  • AZ RA
    APPROVED
    Since 2023-06-05
  • CA RA
    APPROVED
    Since 2020-02-20

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Phoenix AZ 07/2017 Present
Caddie Master Scottsdale AZ 11/2016 05/2017
La Fitness Los Angeles CA 10/2016 11/2016
Extended Vacation Los Angeles CA 07/2016 09/2016
  • 07/2017 → Present
    Charles Schwab & Co., Inc
    Phoenix, AZ
  • 11/2016 → 05/2017
    Caddie Master
    Scottsdale, AZ
  • 10/2016 → 11/2016
    La Fitness
    Los Angeles, CA
  • 07/2016 → 09/2016
    Extended Vacation
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-20
S63 Uniform Securities Agent State Law Examination 2017-12-11
  • S66 Uniform Combined State Law Examination
    2020-02-20
  • S63 Uniform Securities Agent State Law Examination
    2017-12-11
Other Names
  • Jeff Sokol
  • Jeffrey Sokol

View on SEC IAPD

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