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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-07 |
| TX | RA | APPROVED | 2024-10-04 |
Branch Locations
1801 North Military Trail Suite 300, Boca Raton, FL 33431 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 04/2008 | 10/2024 |
| Bank Of America, N.A. | Miami | FL | 08/2009 | 10/2024 |
| Morgan Stanley Smith Barney Llc | Boca Raton | FL | 10/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2024 | Present |
*615995 - Palm Beach County Sheriff's Foundation; Investment related: No; West Palm Beach, Florida; Charitable, Non-Profit, Private Foundation; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 10/2010; During business hours: 0; After business hours: 4; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-10 |
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