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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-07-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Laborer's International Union Of North America #1035 | Marengo | IL | 04/2005 | 01/2017 |
| Unemployed | Belvidere | IL | 02/2017 | 09/2017 |
| Lpl Financial Llc | Rockford | IL | 10/2017 | Present |
1. 10/30/2017 - SPRING CREEK FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 10/19/2017 - 160 Hours Per Month/6 Hours During Securities Trading - Time Spent 50%. 2. 11/11/2020 - Spring Creek Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/13/2017 - 2 Hours Per Month/0 Hours During Securities Trading. 3. 10/07/2022 - Level Up Lawn Service - Investment Related - Home Based - Other - Landscaping - Owner and operator of Level Up Lawn Service - Start Date - 04/11/2022 - 100 Hours Per Month/8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-29 |
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