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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-15 |
| SD | RA | APPROVED | 2019-10-01 |
Branch Locations
6101 E. Silver Maple Circle, Sioux Falls, SD 57110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Sioux Falls | SD | 08/2017 | Present |
| New York Life Insurance Co | Sioux Falls | SD | 07/2017 | Present |
| Braun Intertec | Saint Cloud | MN | 05/2016 | 06/2017 |
| Eagle Strategies Llc | Sioux Falls | SD | 09/2019 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 5101 S Nevada Ave STE 200 Sioux Falls SD 57108; Start Date 06/2024; Role/Title: Owner; Investment Related; 2 hours per month; 2 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-07 |
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