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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-20 |
| PA | RA | APPROVED | 2022-01-28 |
Branch Locations
6444 Lower York Road Us 202, New Hope, PA 18938 • United States
Warwick, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cardiome Pharma Corp | Chadds Ford | PA | 12/2014 | 01/2022 |
| Lpl Financial Llc | New Hope | PA | 08/2017 | 01/2022 |
| Ameriprise Financial Services Llc | New Hope | PA | 01/2022 | Present |
Real Estate Ownership; Single Family; 612 N Shady Retreat Rd Unit 38, , Doylestown, PA, 18901; Not Investment-Related; 07/01/2015. Business Ownership; Penn Wealth Accounting Group; Tax preparer; Tax Preparation; 6444 Lower York Road, , New Hope, PA, 18938; Not Investment-Related; 10/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Delaware Valley Food Pantry; Board Member; 1 Cherry St #1, , Lambertville, NJ, 08530; Not Investment-Related; 06/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-11 |
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