Michael Anthony Swenson

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 04/2024
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 06/2011 → 06/2017
  Tc Eggingtons
  Mesa, AZ
• 10/2014 → 05/2017
  Self Employed
  Tempe, AZ
• 08/2013 → 05/2017
  Arizona State University
  Tempe, AZ
• 08/2016 → 01/2017
  Arizona State University
  Tempe, AZ
• 04/2024 → Present
  Mariner Wealth Advisors
  Overland Park, KS

Previous Registrations

• 2020-06-15 → 2024-05-17
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-08-25

Designations

• Certified Financial Planner

Other Names

• Michael Swenson