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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2000-02-25 |
Branch Locations
3141 Fairview Park Drive Suite 250, Falls Church, VA 22042 • United States
Centreville, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
Since 05/01/15, appointed with direct ins. Carrier, Principal Life Ins. Co. offering Group Term Life making less than $10,000 annual/As of 05/01/16 appointed with direct ins carrier Standard Life Ins. Co. offering Group Term Life & Disability Ins making less than $10,000 annual; 11/2016, appointed with Unum as a provider of Group Term & DI earning less than $10,000 annually. Ascend Planning & Consulting will pay the Equitable advisor by percentage for Group Benefits (life, disability, health care) revenues received by partner firm.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-08 |
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