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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-21 |
| CT | RA | APPROVED | 2025-07-18 |
| ME | RA | APPROVED | 2025-07-18 |
Branch Locations
433 South Main St Ste 120, West Hartford, CT 06110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Madison | CT | 04/2018 | 07/2025 |
| Walgreens | Glastonbury | CT | 02/2012 | 04/2018 |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2021 | 07/2025 |
| Charles Schwab & Co., Inc. | South Windsor | CT | 06/2017 | 04/2018 |
| Dime Bank | Hartford | CT | 07/2025 | Present |
| Lpl Financial | Hartford | CT | 07/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2021 | Present |
1) 07/18/2025 -NorthStar Wealth Partners - Investment Related - DBA for LPL Business (entity for LPL business) - At reported business location (s) - 0 Hrs/Mth - 0 Hrs During Trading. 2) 07/30/2025 - River Valley Financial LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At reported business location (s) - Start Date:07/31/2025 - 5 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-10 |
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