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Richard Raymond Racofsky

Morgan Stanley

Newport Beach, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-18
CA RA APPROVED 2018-01-18
  • TX RA
    APPROVED_RES
    Since 2023-01-18
  • CA RA
    APPROVED
    Since 2018-01-18

Branch Locations

800 Newport Center Drive Suite 500, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Irvine CA 07/2017 01/2018
Unemployed Rumson NJ 02/2016 06/2017
Morgan Stanley Smith Barney Llc Newport Beach CA 01/2018 Present
Morgan Stanley Private Bank, N. A. New York NY 01/2018 Present
  • 07/2017 → 01/2018
    Pruco Securities, Llc
    Irvine, CA
  • 02/2016 → 06/2017
    Unemployed
    Rumson, NJ
  • 01/2018 → Present
    Morgan Stanley Smith Barney Llc
    Newport Beach, CA
  • 01/2018 → Present
    Morgan Stanley Private Bank, N. A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-04
S63 Uniform Securities Agent State Law Examination 2017-07-25
  • S65 Uniform Investment Adviser Law Examination
    2017-10-04
  • S63 Uniform Securities Agent State Law Examination
    2017-07-25

View on SEC IAPD

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Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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