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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-26
SC RA APPROVED 2020-10-07
  • TX RA
    APPROVED_RES
    Since 2023-01-26
  • SC RA
    APPROVED
    Since 2020-10-07

Branch Locations

420 E. Park Ave Suite 301, Greenville, SC 29601 • United States

Campobello, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Holy Smoke Studios Landrum SC 12/2006 07/2017
Dlj Inc. Inman SC 06/2016 01/2018
Axa Advisors, Llc New York NY 12/2017 06/2020
Equitable Advisors, Llc New York NY 12/2017 Present
  • 12/2006 → 07/2017
    Holy Smoke Studios
    Landrum, SC
  • 06/2016 → 01/2018
    Dlj Inc.
    Inman, SC
  • 12/2017 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 12/2017 → Present
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-02
S63 Uniform Securities Agent State Law Examination 2018-01-10
  • S65 Uniform Investment Adviser Law Examination
    2020-10-02
  • S63 Uniform Securities Agent State Law Examination
    2018-01-10
Other Names
  • Christopher Rowe
  • Christopher David Rowe
  • Chris Rowe

View on SEC IAPD

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