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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-05
OK RA APPROVED 2006-04-24
  • TX RA
    APPROVED
    Since 2019-09-05
  • OK RA
    APPROVED
    Since 2006-04-24

Branch Locations

600 N Robinson Ave Ste 323, Oklahoma City, OK 73102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
A&O Advisory, Llc Norman OK 02/2003 Present
Massmutual Life Insurance Co Oklahoma City OK 04/2006 Present
Mml Investors Services, Llc Oklahoma City OK 04/2006 Present
  • 02/2003 → Present
    A&O Advisory, Llc
    Norman, OK
  • 04/2006 → Present
    Massmutual Life Insurance Co
    Oklahoma City, OK
  • 04/2006 → Present
    Oklahoma City, OK
Previous Registrations
Other Businesses

(1) Name: Catalyst Financial Group Inv rel: Y Add: 600 N Robinson Ave, Suite 323, Oklahoma City, OK 73102 Nature: ind life ins, health ins, grp life ins, grp health ins Position: sales/agent Start date: 01/2009 No. HR/MO: 5 No. HR/MO during sec trading: 5. (2) Name: A & O Advisory LLC Inv Rel: Y Add: Residential Nature: Operating LLC for Catalyst Financial Group Position: Managing Partner Start Date: 1/1/2003 No Hrs/Mo: 10 No Hrs/Mo Dur Trading: 2 Duties: Manage Operations I manage the finances, taxes and operations of practice. (3) Name: Regional Transit Authority Inv Rel: Y Add: 2000 S. May Ave, Oklahoma City OK 73108 Nature: Board member Position: Director - Treasurer Start Date: 08/22/2025 No. Hr/Mo: 3 No. Hr/Mo During Sec Trading: 1 Describe Duties: Attend monthly meetings, serve as treasurer. (4) Name: Oklahoma City Police Foundation Inv rel: N Add: 4301 S. W. 3rd St., Oklahoma City, Oklahoma Nature: Oklahoma City Police Foundation Position: Board Member Start Date: 02/02/2026 No. Hr/MO: 2. No. HR/MO During Sec Trading: 2. Describe Duties: Oversee President and CEO, and craft strategic direction for the organization, assist with events, and recruit new board members.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-08
S63 Uniform Securities Agent State Law Examination 1999-02-24
  • S65 Uniform Investment Adviser Law Examination
    1999-05-08
  • S63 Uniform Securities Agent State Law Examination
    1999-02-24
Other Names
  • Aaron Stephen Carry

View on SEC IAPD

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