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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-05 |
| OK | RA | APPROVED | 2006-04-24 |
Branch Locations
600 N Robinson Ave Ste 323, Oklahoma City, OK 73102 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A&O Advisory, Llc | Norman | OK | 02/2003 | Present |
| Massmutual Life Insurance Co | Oklahoma City | OK | 04/2006 | Present |
| Mml Investors Services, Llc | Oklahoma City | OK | 04/2006 | Present |
(1) Name: Catalyst Financial Group Inv rel: Y Add: 600 N Robinson Ave, Suite 323, Oklahoma City, OK 73102 Nature: ind life ins, health ins, grp life ins, grp health ins Position: sales/agent Start date: 01/2009 No. HR/MO: 5 No. HR/MO during sec trading: 5. (2) Name: A & O Advisory LLC Inv Rel: Y Add: Residential Nature: Operating LLC for Catalyst Financial Group Position: Managing Partner Start Date: 1/1/2003 No Hrs/Mo: 10 No Hrs/Mo Dur Trading: 2 Duties: Manage Operations I manage the finances, taxes and operations of practice. (3) Name: Regional Transit Authority Inv Rel: Y Add: 2000 S. May Ave, Oklahoma City OK 73108 Nature: Board member Position: Director - Treasurer Start Date: 08/22/2025 No. Hr/Mo: 3 No. Hr/Mo During Sec Trading: 1 Describe Duties: Attend monthly meetings, serve as treasurer. (4) Name: Oklahoma City Police Foundation Inv rel: N Add: 4301 S. W. 3rd St., Oklahoma City, Oklahoma Nature: Oklahoma City Police Foundation Position: Board Member Start Date: 02/02/2026 No. Hr/MO: 2. No. HR/MO During Sec Trading: 2. Describe Duties: Oversee President and CEO, and craft strategic direction for the organization, assist with events, and recruit new board members.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-24 |
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