Matthew Cafferata

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-12-06
MO	RA	APPROVED	2017-10-26

TX RA
APPROVED

Since 2017-12-06
MO RA
APPROVED

Since 2017-10-26

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services Llc	St Louis	MO	07/2017	Present
Healthcare Connect United	Ellisville	MO	07/2015	06/2017
Medcom Funding Solutions	St. Louis	MO	07/2017	Present

07/2017 → Present

Wells Fargo Clearing Services Llc

St Louis, MO
07/2015 → 06/2017

Healthcare Connect United

Ellisville, MO
07/2017 → Present

Medcom Funding Solutions

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-26

S66 Uniform Combined State Law Examination

2017-10-26

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Firms

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