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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-06
IN RA APPROVED 2017-12-18
  • TX RA
    APPROVED_RES
    Since 2023-03-06
  • IN RA
    APPROVED
    Since 2017-12-18

Branch Locations

8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trustwave Holdings Inc. Chicago IL 12/2015 06/2017
Stifel Nicolaus & Co Indianapolis IN 07/2017 Present
  • 12/2015 → 06/2017
    Trustwave Holdings Inc.
    Chicago, IL
  • 07/2017 → Present
    Stifel Nicolaus & Co
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-18
  • S66 Uniform Combined State Law Examination
    2017-12-18

View on SEC IAPD

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