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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-29
WA RA APPROVED 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29
  • WA RA
    APPROVED
    Since 2023-06-29

Branch Locations

22500 Se 64Th Place Suite 240, Issaquah, WA 98027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gonzaga University Spokane WA 08/2016 05/2017
Voya Financial Advisors Bellevue WA 07/2017 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 08/2016 → 05/2017
    Gonzaga University
    Spokane, WA
  • 07/2017 → 06/2021
    Voya Financial Advisors
    Bellevue, WA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 10655 NE 4TH ST STE 300; BELLEVUE; WA; 98006; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/13/2017; 160; 160; SALE OF FIXED INSURANCE PRODUCTS| 2. NAME OF OTHER BUSINESS: WESTSTAR PROSPERITY PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-13
  • S66 Uniform Combined State Law Examination
    2017-10-13

View on SEC IAPD

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