Best Investors Account Sign in

Matthew David Mersman

Ubs Financial Services Inc.

Cincinnati, OH

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-07-07
  • OH RA
    APPROVED
    Since 2022-07-07

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 07/2017 08/2020
Ries Team Of Keller Williams (Fri Mason, Llc - Advisors Realty) Cincinnati OH 07/2014 06/2017
University Of Cincinnati Cincinnati OH 08/2013 04/2017
Robinhood Financial, Llc Denver CO 08/2020 05/2022
Ubs Financial Services Inc Cincinnati OH 07/2022 Present
  • 07/2017 → 08/2020
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 07/2014 → 06/2017
    Ries Team Of Keller Williams (Fri Mason, Llc - Advisors Realty)
    Cincinnati, OH
  • 08/2013 → 04/2017
    University Of Cincinnati
    Cincinnati, OH
  • 08/2020 → 05/2022
    Robinhood Financial, Llc
    Denver, CO
  • 07/2022 → Present
    Ubs Financial Services Inc
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-24
S63 Uniform Securities Agent State Law Examination 2017-11-22
  • S66 Uniform Combined State Law Examination
    2019-06-24
  • S63 Uniform Securities Agent State Law Examination
    2017-11-22
Other Names
  • Matt Mersman

View on SEC IAPD

Other Firms

QUEEN CITY CAPITAL MANAGEMENT, LLC
OSAIC WEALTH, INC.
BAHL & GAYNOR LLC
BRIXEY & MEYER CAPITAL LLC
OPUS CAPITAL MANAGEMENT
FORMIDABLE ASSET MANAGEMENT, LLC
RC CAPITAL
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

More in Cincinnati, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor