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Preetinder Kaur

Wells Fargo Clearing Services, LLC

Katy, TX

Houston, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-16
  • TX RA
    APPROVED
    Since 2020-07-16

Branch Locations

5622 3Rd St, Katy, TX 77493 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Katy TX 07/2016 Present
Wells Fargo Clearing Services, Llc Katy TX 07/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-16
S63 Uniform Securities Agent State Law Examination 2017-10-13
  • S66 Uniform Combined State Law Examination
    2020-07-16
  • S63 Uniform Securities Agent State Law Examination
    2017-10-13
Other Names
  • Preetinderkaur Lnu
  • Preet Kaur
  • Preetinder Kaur Lnu

View on SEC IAPD

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