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Robert Michael O'COnnor

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-03-09
TX RA APPROVED 2021-03-09
  • PA RA
    APPROVED
    Since 2021-03-09
  • TX RA
    APPROVED
    Since 2021-03-09

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 07/2017 Present
Bloomsburg University Mail Services Bloomsburg PA 04/2014 05/2017
Bloomsburg University Bloomsburg PA 08/2013 05/2017
  • 07/2017 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 04/2014 → 05/2017
    Bloomsburg University Mail Services
    Bloomsburg, PA
  • 08/2013 → 05/2017
    Bloomsburg University
    Bloomsburg, PA
Other Businesses

Employee of The Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd., Malvern, PA 19355.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-26
S63 Uniform Securities Agent State Law Examination 2017-08-23
  • S66 Uniform Combined State Law Examination
    2021-02-26
  • S63 Uniform Securities Agent State Law Examination
    2017-08-23
Other Names
  • Robert Michael O'COnnor
  • Bob O'COnnor
  • Bobby O'COnnor
  • Rob O'COnnor
  • Robert Michael Oconnor

View on SEC IAPD

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