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Xiuxiu Kan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Quincy, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-08-06
TX RA APPROVED 2024-08-06
  • CT RA
    APPROVED
    Since 2024-08-06
  • TX RA
    APPROVED
    Since 2024-08-06

Branch Locations

1400 Hancock St, Quincy, MA 02169 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Quincy MA 06/2017 02/2018
Gallop Global Inc Quincy MA 04/2017 05/2017
Unemployed Quincy MA 07/2016 04/2017
Citizens Bank Quincy MA 02/2018 03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Quincy MA 06/2020 Present
Unemployed Quincy MA 03/2020 06/2020
Bank Of America, N.A. Quincy MA 06/2024 Present
  • 06/2017 → 02/2018
    Citizens Bank
    Quincy, MA
  • 04/2017 → 05/2017
    Gallop Global Inc
    Quincy, MA
  • 07/2016 → 04/2017
    Unemployed
    Quincy, MA
  • 02/2018 → 03/2020
    Citizens Bank
    Quincy, MA
  • 06/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Quincy, MA
  • 03/2020 → 06/2020
    Unemployed
    Quincy, MA
  • 06/2024 → Present
    Bank Of America, N.A.
    Quincy, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-03
S63 Uniform Securities Agent State Law Examination 2017-09-05
  • S66 Uniform Combined State Law Examination
    2024-07-03
  • S63 Uniform Securities Agent State Law Examination
    2017-09-05
Other Names
  • Grace Kan

View on SEC IAPD

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BRIAN WILLIAM OSULLIVAN
STEPHANIE ANN MANCHON

Other Offices

FARTHER · Quincy, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Quincy, MA
CAPITAL ANALYSTS · QUINCY, MA
MML INVESTORS SERVICES, LLC · Quincy, MA
EDELMAN FINANCIAL ENGINES · QUINCY, MA
GRANITE ADVISORS LLC · QUINCY, MA
CW ADVISORS, LLC · Quincy, MA
PFS INVESTMENTS INC. · QUINCY, MA

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