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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-22 |
| CT | RA | APPROVED | 2024-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Mystic | CT | 07/2017 | Present |
| Tkee Llc Dba Fun | Westerly | RI | 06/2016 | 07/2017 |
Name of Business is TKEE LLC DBA Fun. 39 High Street Westerly RI. Retail clothing shop. Owner with spouse. started 06/2016 to present. 15 hours/ month, 0 during trading hours. Bookkeeping/ payroll
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-11 |
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