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Courtney Ann Altringer

Wells Fargo Clearing Services, LLC

Spokane, WA

Sandpoint, ID

CRD 6829478

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2020-08-21
TX RA APPROVED 2017-11-21
WA RA APPROVED 2017-11-20
  • ID RA
    APPROVED
    Since 2020-08-21
  • TX RA
    APPROVED
    Since 2017-11-21
  • WA RA
    APPROVED
    Since 2017-11-20

Branch Locations

41 W Riverside Ave Stes 400 & 500, Spokane, WA 99201 • United States

Sandpoint, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Spokane WA 07/2017 Present
Schweitzer Alpine Racing School Sandpoint ID 07/2016 04/2017
Other Businesses

RENTAL PROPERTY, INVT RELATED, SPOKANE,WA, 100% OWNERSHIP WITH SPOUSE, START DATE 10/31/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-18
  • S66 Uniform Combined State Law Examination
    2017-11-18
Designations
  • Certified Financial Planner
Other Names
  • Courtney Altringer

View on SEC IAPD

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