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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-10-27 |
| MT | RA | APPROVED | 2023-07-12 |
| AZ | RA | APPROVED | 2020-02-14 |
| TX | RA | APPROVED | 2020-02-13 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dick's Sporting Goods | Phoenix | AZ | 03/2014 | 07/2017 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2017 | Present |
| Northern Arizona University | Flagstaff | AZ | 08/2015 | 05/2017 |
| Rio Salado Community College | Tempe | AZ | 08/2013 | 04/2017 |
"Employee of the Vanguard Group, Inc.(parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd., Malvern, PA 19355"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-23 |
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