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476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-02-14 |
Branch Locations
2591 Wexford-Bayne Rd. Suite 202, Sewickley, PA 15143 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baierl Family Ymca | Sewickley | PA | 07/2013 | 09/2016 |
| Pennsylvania Financial Group | Sewickley | PA | 05/2017 | 08/2017 |
| Pennsylvania Golf Academy | Wexford | PA | 05/2015 | 08/2017 |
| University Of Maryland, College Park | College Park | MD | 08/2015 | 05/2019 |
| Pnc Bank | Pittsburgh | PA | 08/2019 | 09/2024 |
| Pnc Bank | Pittsburgh | PA | 06/2018 | 08/2018 |
| Pennsylvania Financial Group (Pfg Pgh) | Sewickley | PA | 09/2024 | Present |
| Vicus Capital, Inc | Sewickley | PA | 09/2024 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 10/2024 | 11/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2024 | Present |
1. NAME OF OTHER BUSINESS: VICUS CAPITAL, INC. - CRD#116021; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 04/2025; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT ; 2. NAME OF OTHER BUSINESS: PENNSYLVANIA FINANCIAL GROUP (PFG PGH); INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 05/2025 APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-13 |
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