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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-30
UT RA APPROVED 2002-09-24
  • TX RA
    APPROVED_RES
    Since 2026-03-30
  • UT RA
    APPROVED
    Since 2002-09-24

Branch Locations

4525 South Wasatch Blvd. Suite 250, Salt Lake City, UT 84124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 09/2002 Present
Previous Registrations
  • 2001-12-07 → 2002-10-01
    Signator Investors, Inc.
    Salt Lake City , UT
Other Businesses

1. FIXED INSURANCE SALES, AT THE BRANCH LOCATION, INVESTMENT-RELATED. 2. TWN I, INC; PRESIDENT; ENTITY CREATED FOR SECURITIES BUSINESS; INVESTMENT RELATED. 3. STERLING FINANCIAL GROUP; REP SECURITIES BUSINESS; INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-22
S63 Uniform Securities Agent State Law Examination 1999-03-10
  • S65 Uniform Investment Adviser Law Examination
    1999-03-22
  • S63 Uniform Securities Agent State Law Examination
    1999-03-10
Other Names
  • Travis Winder Nordgren

View on SEC IAPD

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