Travis Winder Nordgren

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2002 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2001-12-07 → 2002-10-01
  Signator Investors, Inc.
  Salt Lake City , UT

Other Businesses

1. FIXED INSURANCE SALES, AT THE BRANCH LOCATION, INVESTMENT-RELATED. 2. TWN I, INC; PRESIDENT; ENTITY CREATED FOR SECURITIES BUSINESS; INVESTMENT RELATED. 3. STERLING FINANCIAL GROUP; REP SECURITIES BUSINESS; INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-22
• S63 Uniform Securities Agent State Law Examination
  1999-03-10

Other Names

• Travis Winder Nordgren