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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-05-22
  • DE RA
    APPROVED
    Since 2024-05-22

Branch Locations

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

3215 Old Capitol Trail, Wilmington, DE 19808 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2018 05/2019
Hsbc Bank Wilmington DE 01/2018 11/2018
M&T Bank Laurel MD 11/2016 12/2017
Wells Fargo Bank, Na Dover DE 04/2020 10/2023
Wells Fargo Clearing Services, Llc Dover DE 04/2020 10/2023
Unemployed N/A DE 05/2019 04/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 10/2023 04/2024
New York Life Insurance Agents Mount Laurel NJ 07/2017 02/2018
Bank Of America, N.A. Wilmington DE 11/2023 04/2024
Wells Fargo Clearing Services, Llc Hockessin DE 05/2024 Present
Wells Fargo Bank, Na Hockessin DE 05/2024 Present
  • 11/2018 → 05/2019
    Edward Jones
    St Louis, MO
  • 01/2018 → 11/2018
    Hsbc Bank
    Wilmington, DE
  • 11/2016 → 12/2017
    M&T Bank
    Laurel, MD
  • 04/2020 → 10/2023
    Wells Fargo Bank, Na
    Dover, DE
  • 04/2020 → 10/2023
    Dover, DE
  • 05/2019 → 04/2020
    Unemployed
    N/A, DE
  • 10/2023 → 04/2024
    Wilmington, DE
  • 07/2017 → 02/2018
    New York Life Insurance Agents
    Mount Laurel, NJ
  • 11/2023 → 04/2024
    Bank Of America, N.A.
    Wilmington, DE
  • 05/2024 → Present
    Hockessin, DE
  • 05/2024 → Present
    Wells Fargo Bank, Na
    Hockessin, DE
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-06
  • S66 Uniform Combined State Law Examination
    2020-07-06

View on SEC IAPD

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