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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2024-05-22 |
Branch Locations
8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States
3215 Old Capitol Trail, Wilmington, DE 19808 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 11/2018 | 05/2019 |
| Hsbc Bank | Wilmington | DE | 01/2018 | 11/2018 |
| M&T Bank | Laurel | MD | 11/2016 | 12/2017 |
| Wells Fargo Bank, Na | Dover | DE | 04/2020 | 10/2023 |
| Wells Fargo Clearing Services, Llc | Dover | DE | 04/2020 | 10/2023 |
| Unemployed | N/A | DE | 05/2019 | 04/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | DE | 10/2023 | 04/2024 |
| New York Life Insurance Agents | Mount Laurel | NJ | 07/2017 | 02/2018 |
| Bank Of America, N.A. | Wilmington | DE | 11/2023 | 04/2024 |
| Wells Fargo Clearing Services, Llc | Hockessin | DE | 05/2024 | Present |
| Wells Fargo Bank, Na | Hockessin | DE | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-06 |
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