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Current Employers
Able Financial Group, Llc

8737 E. Via De Commercio Suite 100, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-01-12
  • AZ RA
    APPROVED
    Since 2023-01-12

Branch Locations

8737 E. Via De Commercio Suite 100, Scottsdale, AZ 85258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Tempe AZ 07/2017 10/2020
University Of North Carolina - Charlotte Charlotte NC 12/2014 04/2017
Roan Industries Bakersville NC 06/2014 04/2017
Taco Mac Charlotte NC 04/2017 06/2017
Wells Fargo Advisors Financial Network, Llc Scottsdale AZ 10/2020 01/2023
Private Client Services Scottsdale AZ 01/2023 Present
Able Financial Group, Llc Scottsdale AZ 01/2023 Present
  • 07/2017 → 10/2020
    Tempe, AZ
  • 12/2014 → 04/2017
    University Of North Carolina - Charlotte
    Charlotte, NC
  • 06/2014 → 04/2017
    Roan Industries
    Bakersville, NC
  • 04/2017 → 06/2017
    Taco Mac
    Charlotte, NC
  • 10/2020 → 01/2023
    Scottsdale, AZ
  • 01/2023 → Present
    Private Client Services
    Scottsdale, AZ
  • 01/2023 → Present
    Scottsdale, AZ
Previous Registrations
Other Businesses

1) ABLE Financial Group. 8737 E Via de Commercio, Suite 100, Scottsdale, AZ 85258. RIA. 160 hrs/mo; 130 during trading hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-07
  • S66 Uniform Combined State Law Examination
    2017-11-07
Other Names
  • Laurel Paige Buchanan
  • Laurel Buchanan

View on SEC IAPD

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