Dana Lynn Falco

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-11-13

TX RA
APPROVED

Since 2025-11-13

Branch Locations

1347 Dominion Plaza, Tyler, TX 75703-1013 • United States

Lindale, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Tyler	TX	01/2014	Present

01/2014 → Present

Rbc Capital Markets, Llc

Tyler, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-11-13
S63	Uniform Securities Agent State Law Examination	1999-01-26

S65 Uniform Investment Adviser Law Examination

2025-11-13
S63 Uniform Securities Agent State Law Examination

1999-01-26

Other Names

Dana L Davis
Dana Lynn Moffeit
Dana Lynn Falco
Dana Lynn Davis

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews