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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-12 |
Branch Locations
7959 Fredericksburg Rd, San Antonio, TX 78229 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | San Antonio | TX | 07/2017 | 06/2021 |
| Bbva/Compass Bank | Birmingham | AL | 10/2016 | 08/2021 |
| Comerica Bank | San Antonio | TX | 02/2016 | 10/2016 |
| Pnc Investments | San Antonio | TX | 08/2021 | 06/2023 |
| The Pnc Financial Services Corp Inc | Austin | TX | 08/2021 | 06/2023 |
| J.P. Morgan Securities Llc | San Antonio | TX | 07/2023 | Present |
| Jpmorgan Chase Bank, N.A. | San Antonio | TX | 07/2023 | Present |
| Bbva | San Antonio | TX | 10/2016 | 08/2021 |
| La Sirena Rental Llc | San Antonio | TX | 07/2023 | Present |
Entity Name: La Sirena Rental LLC Investment related: No Address: 8604 Clipper Harbor, San Antonio, TX 78253 (for LLC address) rental property address is 3938 Surfside BLVD unit 1145 Corpus Christi , TX 78402 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 07/18/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Owner of rental property, condo, in Corpus Christi, TX. Rented out when not used for personal use through Airbnb and VRBO. Main responsibility is to collect payments and coordinate with cleaning staff.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-22 |
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