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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-12
  • TX RA
    APPROVED
    Since 2023-07-12

Branch Locations

7959 Fredericksburg Rd, San Antonio, TX 78229 • United States

8014 Bandera Rd, San Antonio, TX 78250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. San Antonio TX 07/2017 06/2021
Bbva/Compass Bank Birmingham AL 10/2016 08/2021
Comerica Bank San Antonio TX 02/2016 10/2016
Pnc Investments San Antonio TX 08/2021 06/2023
The Pnc Financial Services Corp Inc Austin TX 08/2021 06/2023
J.P. Morgan Securities Llc San Antonio TX 07/2023 Present
Jpmorgan Chase Bank, N.A. San Antonio TX 07/2023 Present
Bbva San Antonio TX 10/2016 08/2021
La Sirena Rental Llc San Antonio TX 07/2023 Present
  • 07/2017 → 06/2021
    Bbva Securities Inc.
    San Antonio, TX
  • 10/2016 → 08/2021
    Bbva/Compass Bank
    Birmingham, AL
  • 02/2016 → 10/2016
    Comerica Bank
    San Antonio, TX
  • 08/2021 → 06/2023
    Pnc Investments
    San Antonio, TX
  • 08/2021 → 06/2023
    The Pnc Financial Services Corp Inc
    Austin, TX
  • 07/2023 → Present
    San Antonio, TX
  • 07/2023 → Present
    Jpmorgan Chase Bank, N.A.
    San Antonio, TX
  • 10/2016 → 08/2021
    Bbva
    San Antonio, TX
  • 07/2023 → Present
    La Sirena Rental Llc
    San Antonio, TX
Previous Registrations
Other Businesses

Entity Name: La Sirena Rental LLC Investment related: No Address: 8604 Clipper Harbor, San Antonio, TX 78253 (for LLC address) rental property address is 3938 Surfside BLVD unit 1145 Corpus Christi , TX 78402 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 07/18/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Owner of rental property, condo, in Corpus Christi, TX. Rented out when not used for personal use through Airbnb and VRBO. Main responsibility is to collect payments and coordinate with cleaning staff.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-08
S63 Uniform Securities Agent State Law Examination 2017-11-22
  • S66 Uniform Combined State Law Examination
    2021-10-08
  • S63 Uniform Securities Agent State Law Examination
    2017-11-22
Other Names
  • Joshua M Wallace
  • Joshua Mark
  • Josh Wallace
  • Josh Mark Wallace
  • Joshua Mark Wallace

View on SEC IAPD

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