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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-01-03
NY RA APPROVED 2022-10-18
  • SC RA
    APPROVED
    Since 2025-01-03
  • NY RA
    APPROVED
    Since 2022-10-18

Branch Locations

1 Bridge Street, Suite 59, Irvington, NY 10533 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Charleston, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tom Deprisco For Nys Senate Pearl River NY 09/2016 11/2016
King Kone Pearl River NY 07/2012 06/2017
New York Life Insurance Company White Planes NY 05/2017 08/2017
Student Pearl River NY 06/2010 05/2018
Unemployed Pearl River NY 05/2018 08/2018
Julie Goldberg For Nys Senate Nanuet NY 08/2019 09/2019
Unemployed Pearl River NY 09/2018 01/2020
Strategic Asset Services Hawthorne NY 01/2019 Present
Lpl Financial Llc Hawthorne NY 08/2020 Present
Private Advisor Group, Llc Morristown NJ 10/2022 Present
  • 09/2016 → 11/2016
    Tom Deprisco For Nys Senate
    Pearl River, NY
  • 07/2012 → 06/2017
    King Kone
    Pearl River, NY
  • 05/2017 → 08/2017
    New York Life Insurance Company
    White Planes, NY
  • 06/2010 → 05/2018
    Student
    Pearl River, NY
  • 05/2018 → 08/2018
    Unemployed
    Pearl River, NY
  • 08/2019 → 09/2019
    Julie Goldberg For Nys Senate
    Nanuet, NY
  • 09/2018 → 01/2020
    Unemployed
    Pearl River, NY
  • 01/2019 → Present
    Strategic Asset Services
    Hawthorne, NY
  • 08/2020 → Present
    Lpl Financial Llc
    Hawthorne, NY
  • 10/2022 → Present
    Morristown, NJ
Other Businesses

1) 08/17/2020 - DBA for LPL Business (entity for LPL business) - Strategic Asset Services - Investment Related - Hawthorne, NY 10532 - Start Date:07/30/2020 . 2) 10/07/2025 - Strategic Asset Services (SAS) - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:10/18/2022 - 20 Hrs/Mth - 5 Hrs During Trading.I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-11
  • S66 Uniform Combined State Law Examination
    2022-04-11

View on SEC IAPD

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