Keith Anthony Cox

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1987 → Present
  Scarborough Alliance Corp.
  Irvington, NY
• 12/2010 → Present
  Planmember Securities Corporation
  Carpinteria, CA

Other Businesses

1.) Non-Investment Related.Lake Beach Park Operations Manager. 5/13/2015. Town of Carmel, Lake Secor. 60 McAlpin Ave. Mahopac, NY 10541 running park and beach for town. 30 hrs/mo . 30 hrs/mo during trading . compensation 1k salary.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-01-27