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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-17
  • FL RA
    APPROVED
    Since 2021-11-17

Branch Locations

2333 Ponce Deleon Boulevard Suite 900, Coral Gables, FL 33134 • United States

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Miami FL 07/2019 11/2021
Southern Methodist University Dallas TX 08/2015 07/2019
Wells Fargo Clearing Services, Llc St Louis MO 06/2017 08/2017
Wells Fargo Clearing Services, Llc Miami FL 06/2018 08/2018
Stifel, Nicolaus & Company, Incorporated Miami FL 11/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-16
  • S66 Uniform Combined State Law Examination
    2021-06-16

View on SEC IAPD

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