Chung Wu

Employer firm

Chung Wu Investment Group, LLC CRD 170362

$147M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → Present
  Chung Wu Investment Group, Llc Dba Cw Investment Group
  Sugarland, TX

Previous Registrations

• 2010-05-21 → 2014-04-07
  Wells Fargo Advisors Financial Network, Llc
  Sugar Land, TX
• 2008-01-01 → 2010-05-21
  Wells Fargo Clearing Services, Llc
  Sugar Land, TX
• 2002-07-19 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Sugar Land, TX
  Sugar Land, TX
  St. Louis, MO

Other Businesses

CWIG Asset Management, LLC; Investment Related; 1415 Lake Pointe Pkwy Sugar Land Texas 77478-3999; General Partner of CWIG Total Return Fund, LLC; 2016; 5 hours per month; Manager of CWIG Total Return Fund, LLC. Insurance Agent; Variable Amount Of Time; Lot 99, LLC; Not Investment Related; 1415 Lake Pointe Pkwy Sugar Land Texas 77478-3999; Passive Real Estate Investments; President; 2018; No hours per month; passive investments in real estate properties. Lot 88, LLC; Not Investment Related; 2114 Plantation Bend Dr., Sugar Land Texas 77478; Passive Real Estate Investments; Vice President; 2012; No hours per month; passive investments in real estate properties.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-19
• S63 Uniform Securities Agent State Law Examination
  1999-03-13

Designations

• Certified Financial Planner