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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2021-11-04 |
| TX | RA | APPROVED | 2018-10-11 |
| KS | RA | APPROVED | 2018-09-07 |
Branch Locations
60 E South Temple St, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Moorhead | MN | 06/2017 | 11/2017 |
| Early Light Academy | South Jordan | UT | 06/2014 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Leawood | KS | 05/2018 | Present |
| Unemployed | Fargo | ND | 11/2017 | 05/2018 |
| Bank Of America, N.A. | Leawood | KS | 07/2018 | Present |
I*3110285 Entity Type: Charitable Name of OBA:Rooted Academy Address:South Jordan Utah Investment Related:No Position, Title, Association:Board Member Start Date:11/07/2025 No Hours: 1 Monthly No Hours during trading:0 Monthly Duties:This business is a daycare in which my daughter and son have and currently attend. I have been asked to be on their board of directors overseeing the business. This is a non paid, non investment directed position. I will not be soliciting business, it is more for another set of eyes to help guide the daycare forward.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-06 |
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