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Michael Scott Yawn

Waterloo Capital

Austin, TX

Rogers, AR

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Current Employers
Waterloo Capital

2801 Via Fortuna Suite 250, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-01-01
  • AR RA
    APPROVED
    Since 2025-01-01

Branch Locations

2801 Via Fortuna Suite 250, Austin, TX 78746 • United States

3614 W Southern Hills Blvd. Suite 102, Rogers, AR 72758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Fayetteville AR 08/2015 05/2017
Arvest Wealth Management Lowell AR 05/2017 07/2017
Arvest Wealth Management Lowell AR 07/2017 04/2022
Arvest Wealth Management Rogers AR 04/2022 06/2023
Equitable Advisors, Llc New York NY 06/2023 11/2023
Waterloo Capital Austin TX 11/2023 Present
Previous Registrations
Other Businesses

INSURANCE LICENSED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-07
  • S66 Uniform Combined State Law Examination
    2017-11-07
Other Names
  • Michael Scott Yawn
  • Michael Yawn

View on SEC IAPD

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AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

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