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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-03-21 |
Branch Locations
10147C Royalton Rd, North Royalton, OH 44133 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
(1) NAME OF OTHER BUSINESS: PAUL MARTIN, ATTORNEY AT LAW ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: LEGAL PRACTICE AND TAX PREPARATION, START DATE: 06/2012 ; APX NUMBER OF HOURS: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 ; BRIEF DESCRIPTION OF DUTIES: TRUST, ESTATE PLANNING, INCOME TAX ; (2) PATHWAY FINANCIAL ADVISORS LLC, SAME AS OFFICE ADDRESS, FIXED INSURANCE, FINANCIAL SERVICES, BOOKEEPING, PAYROLL, 5HR/WK. $1000/MO. (3) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: 7128C BLUE RIDGE PKWY, LAUREL SPRINGS, NC 28644 ; NATURE OF BUSINESS: VACATION RENTAL HOME ; START DATE: 10/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING, BILL PAYING AND MAINTENANCE ; (4) NAME OF OTHER BUSINESS: CLEVELAND VELODROME; INVESTMENT RELATED: NO; ADDRESS: 5033 BROADWAY AVE CLEVELAND OH 44127; NATURE OF BUSINESS: NON PROFIT; START DATE: 7/2012; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY MEETINGS, FUND RAISING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-16 |
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