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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-17
  • CA RA
    APPROVED
    Since 2023-10-17

Branch Locations

3255 Old Conejo Road Ste 201, Thousand Oaks, CA 91320 • United States

Reseda, CA • United States

505 North Brand Blvd, Glendale, CA 91203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Millercoors Llc Modesto CA 06/2015 03/2017
Modern Woodmen Of America Rock Island IL 05/2017 02/2019
Mwa Financial Services Inc Rock Island IL 08/2017 02/2019
Carter Bradley Insurance Solutions Corona CA 09/2018 02/2019
Thrivent Investment Management Inc Glendale CA 02/2019 06/2022
Thrivent Financial Appleton WI 04/2019 06/2022
Massmutual Life Insurance Company Los Angeles CA 05/2022 10/2023
Mml Investors Services, Llc Los Angeles CA 06/2022 10/2023
Thrivent Investment Management Inc Glendale CA 10/2023 Present
Thrivent Financial Appleton WI 10/2023 Present
  • 06/2015 → 03/2017
    Millercoors Llc
    Modesto, CA
  • 05/2017 → 02/2019
    Modern Woodmen Of America
    Rock Island, IL
  • 08/2017 → 02/2019
    Mwa Financial Services Inc
    Rock Island, IL
  • 09/2018 → 02/2019
    Carter Bradley Insurance Solutions
    Corona, CA
  • 02/2019 → 06/2022
    Glendale, CA
  • 04/2019 → 06/2022
    Thrivent Financial
    Appleton, WI
  • 05/2022 → 10/2023
    Massmutual Life Insurance Company
    Los Angeles, CA
  • 06/2022 → 10/2023
    Los Angeles, CA
  • 10/2023 → Present
    Glendale, CA
  • 10/2023 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Other Businesses

LAURA'S FAVORITES- LUX RESALE POSITION: Owner NATURE: Designer clothing, handbags, accessories resale INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 313 E Broadway #185, Glendale CA 91205, United States DESCRIPTION: Purchase and resell luxury brand items, via consignmentservices including The RealReal, or online retail platformsincluding Poshmark?

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-14
S63 Uniform Securities Agent State Law Examination 2018-02-21
  • S65 Uniform Investment Adviser Law Examination
    2021-06-14
  • S63 Uniform Securities Agent State Law Examination
    2018-02-21

View on SEC IAPD

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