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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-10-23 |
| TX | RA | APPROVED | 2017-10-23 |
Branch Locations
2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 06/2017 | Present |
| Bank Of America, N.A. | Chandler | AZ | 06/2017 | Present |
| Bank Of America / Us Trust | Chandler | AZ | 05/2015 | 06/2017 |
I*504957 For profit or not for profit: Name of outside business organization: Rental Investment related: Address of business: Chandler, Arizona 85224 Nature of business: Position, title, association: Start date of relationship: 11/7/2020 Number of hours devoted: 1 hour Number of hours devoted during trading hours: 0 Duties: I*770271For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: N Address of business: Gilbert, Arizona, 85296Nature of business: Position, title, association: Sole owner, Start date of relationship: 3/9/2022Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I*1779271, Entity Type:, Name of OBA: Rental Property 2, Address: Gilbert, AZ 85234 Investment Related: No, Position, Title, Association: Sole owner, Employee Start Date:02/14/2024, No Hours: No Hours during trading: Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-20 |
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